Henry Him Wai Lee
李謙偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Him Wai Lee (李謙偉), a licensed former licensee with CE reference AEF855. This person has 18.8 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altive Limited | Rep | Type 1 - Dealing in securities | 2022-04-08 | 2023-02-06 |
| Altive Limited | Rep | Type 4 - Advising on securities | 2022-04-08 | 2025-03-05 |
| Altive Limited | Rep | Type 9 - Asset management | 2022-04-08 | 2025-03-05 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-06 | 2022-04-01 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-12-06 | 2022-04-01 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 9 - Asset management | 2018-12-06 | 2022-04-01 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-06 | 2016-09-01 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-06 | 2016-09-01 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-07 | 2014-04-05 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-07 | 2014-04-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-19 | 2012-01-09 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-05 | 2006-04-13 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-03 | 2006-04-13 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Him Wai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.