Puay Yee Ngan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Puay Yee Ngan (顏珮儀), a licensed Responsible Officer with CE reference BGQ569. Currently licensed at 1 firm(s): JINSHI ASSET MANAGEMENT LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JINSHI ASSET MANAGEMENT LIMITED | RO | Type 1 - Dealing in securities | 2026-08-17 | present |
| JINSHI ASSET MANAGEMENT LIMITED | RO | Type 4 - Advising on securities | 2026-08-17 | present |
| JINSHI ASSET MANAGEMENT LIMITED | RO | Type 9 - Asset management | 2026-08-17 | present |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-02 | 2025-12-02 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-02 | 2025-12-02 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-02 | 2025-12-02 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-15 | 2019-08-30 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-21 | 2019-08-30 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-12-21 | 2019-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Puay Yee Ngan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.