Sze Man Wong

黃思敏
CE No. AOR611 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Man Wong (黃思敏), a licensed former licensee with CE reference AOR611. This person has 7.9 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
Morningstar Investment Management Asia Limited
RO Type 4 - Advising on securities 2016-08-05 2017-06-09
Morningstar Investment Management Asia Limited
Rep Type 4 - Advising on securities 2016-01-21 2016-08-05
Mesirow Financial Hong Kong, Limited
Rep Type 1 - Dealing in securities 2013-07-02 2015-12-31
Mercer Investments (HK) Limited
美世投資(香港)有限公司
Rep Type 4 - Advising on securities 2013-01-04 2013-06-09
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities 2008-08-11 2009-04-24
Macquarie Funds Management Hong Kong Limited
麥格理基金管理(香港)有限公司
Rep Type 4 - Advising on securities 2008-01-28 2010-10-19
Macquarie Funds Management Hong Kong Limited
麥格理基金管理(香港)有限公司
Rep Type 9 - Asset management 2007-07-10 2010-10-19
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2007-03-14 2009-04-24

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Man Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hiu Man Wong Macquarie Funds Management Hong Kong Limited 2007–2010
Mujtaba Syed Ali Mesirow Financial Hong Kong, Limited 2013–2015
Edward Raymond Littmann Mesirow Financial Hong Kong, Limited 2013–2015
Chae Joo Lee Mesirow Financial Hong Kong, Limited 2013–2015
Frewen Lam Macquarie Funds Management Hong Kong Limited 2007–2010
Tuan Huynh Huu Macquarie Equities (Asia) Limited 2007–2008
Ka Lee Lee Macquarie Equities (Asia) Limited 2007–2008
Germaine Wai See Tai Macquarie Funds Management Hong Kong Limited 2007–2010
Motoya Kitamura Macquarie Funds Management Hong Kong Limited 2007–2010
Li Fei Hsu Mesirow Financial Hong Kong, Limited 2014–2015
Kelvin Tsun Kan Chan Macquarie Funds Management Hong Kong Limited 2007–2010
Hugh Gordon Dyus Macquarie Funds Management Hong Kong Limited 2007–2010
Damon Richard Hambly Macquarie Funds Management Hong Kong Limited 2007–2010
Gary Kwok Wai Leung Macquarie Equities (Asia) Limited 2007–2008
Ern Ming Koh Macquarie Funds Management Hong Kong Limited 2008–2010
Robert Hector John Spence Macquarie Funds Management Hong Kong Limited 2007–2010
Yu Tao Zhang Macquarie Funds Management Hong Kong Limited 2008–2010
Mandy Man Kuen Lee Macquarie Equities (Asia) Limited 2007–2009
Hoi Yin Yuen Macquarie Equities (Asia) Limited 2007–2009
Wing Shing Lee Macquarie Equities (Asia) Limited 2007–2009

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