Edward Raymond Littmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Raymond Littmann, a licensed former licensee with CE reference AYU360. This person has 7.7 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunqi Capital Limited 雲栖資本有限公司 |
RO | Type 9 - Asset management | 2018-05-11 | 2021-01-08 |
| Zaaba Capital Limited | Rep | Type 9 - Asset management | 2017-05-15 | 2017-07-31 |
| Mesirow Financial Hong Kong, Limited | RO | Type 1 - Dealing in securities | 2012-06-05 | 2017-03-23 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Edward Raymond Littmann during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Mujtaba Syed Ali | Mesirow Financial Hong Kong, Limited | 2012–2017 |
| Chae Joo Lee | Mesirow Financial Hong Kong, Limited | 2013–2017 |
| Christopher Min Fang Wang | Yunqi Capital Limited | 2018–2021 |
| Zhichao Lu | Yunqi Capital Limited | 2018–2021 |
| Li Fei Hsu | Mesirow Financial Hong Kong, Limited | 2014–2017 |
| Sze Man Wong | Mesirow Financial Hong Kong, Limited | 2013–2015 |
| Yuen Man Yau | Yunqi Capital Limited | 2019–2021 |
| Mark Christopher Gorman | Yunqi Capital Limited | 2018–2020 |
| Linda Willey Meyer | Mesirow Financial Hong Kong, Limited | 2012–2014 |
| Si Quan Guan | Yunqi Capital Limited | 2019–2021 |
| Eunhea Kang | Mesirow Financial Hong Kong, Limited | 2016–2017 |
| Alex Joseph McCarthy | Mesirow Financial Hong Kong, Limited | 2013 |
| Eric Lee | Zaaba Capital Limited | 2017 |
| Mohan Rajan Rajasooria | Zaaba Capital Limited | 2017 |
| Michael Nicolas Becker | Zaaba Capital Limited | 2017 |
| Sumit Choudhary | Zaaba Capital Limited | 2017 |
| Boyang Huang | Zaaba Capital Limited | 2017 |
| Sinthujan Veluppillai | Zaaba Capital Limited | 2017 |