Tuan Huynh Huu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tuan Huynh Huu ( ), a licensed former licensee with CE reference AKT482. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2009-06-03 | 2010-03-31 |
| Citigroup First Investment Management Limited | RO | Type 4 — Advising on securities | 2009-06-03 | 2010-03-31 |
| Citigroup First Investment Management Limited | RO | Type 9 — Asset management | 2009-06-03 | 2010-03-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-04 | 2010-03-31 |
| Citigroup First Investment Management Limited | Rep | Type 4 — Advising on securities | 2009-05-04 | 2009-06-03 |
| Citigroup First Investment Management Limited | Rep | Type 9 — Asset management | 2009-05-04 | 2009-06-03 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-12 | 2008-11-26 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-12-29 | 2008-12-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2006-12-29 | 2008-12-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-01 | 2006-12-29 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-09-01 | 2006-12-29 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-16 | 2008-11-26 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-01-05 | 2006-05-31 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2006-01-05 | 2006-05-31 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-23 | 2006-01-05 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-06-23 | 2006-01-05 |