Louisa Wai Han Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louisa Wai Han Lee (李慧嫻), a licensed Representative with CE reference AMI284. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-27 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-27 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-09-27 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-03 | 2012-07-06 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-11-03 | 2012-07-06 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2007-02-07 | 2010-07-31 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2007-02-07 | 2010-07-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2005-09-22 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2005-09-22 | 2010-02-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Louisa Wai Han Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.