Lin Shi
石琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Shi (石琳), a licensed former licensee with CE reference AMF516. This person has 10.8 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hamon Asian Advisors Limited | Rep | Type 4 - Advising on securities | 2014-07-10 | 2017-03-15 |
| Hamon Asset Management Limited | Rep | Type 4 - Advising on securities | 2014-07-10 | 2017-03-15 |
| PFP Capital Limited | Rep | Type 4 - Advising on securities | 2014-07-10 | 2017-03-15 |
| Hamon Asset Management Limited | Rep | Type 5 - Advising on futures contracts | 2014-07-10 | 2017-03-15 |
| PFP Capital Limited | Rep | Type 5 - Advising on futures contracts | 2014-07-10 | 2017-03-15 |
| Hamon Asian Advisors Limited | Rep | Type 9 - Asset management | 2014-07-10 | 2017-03-15 |
| Hamon Asset Management Limited | Rep | Type 9 - Asset management | 2014-07-10 | 2017-03-15 |
| PFP Capital Limited | Rep | Type 9 - Asset management | 2014-07-10 | 2017-03-15 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-21 | 2014-04-30 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2011-10-21 | 2014-04-30 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2011-10-21 | 2014-04-30 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 - Asset management | 2011-10-21 | 2014-04-30 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 9 - Asset management | 2009-06-22 | 2011-08-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-02 | 2009-05-11 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-12 | 2008-12-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-12 | 2007-08-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lin Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.