Siew Ming Tan
陳秀敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siew Ming Tan (陳秀敏), a licensed Responsible Officer with CE reference ALO563. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 21.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-29 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-07 | 2018-03-29 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2009-12-23 | 2011-07-31 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-19 | 2009-12-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-12-29 | 2008-09-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2004-12-29 | 2008-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siew Ming Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.