Johnny Yat Hong Wong
黃日康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Yat Hong Wong (黃日康), a licensed former licensee with CE reference ABV900. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2012-10-25 | 2015-07-01 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2012-10-25 | 2015-07-01 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2012-02-28 | 2012-09-03 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2012-02-28 | 2012-09-03 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2012-02-28 | 2012-09-03 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-09-28 | 2011-09-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-09-26 | 2011-09-26 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-07 | 2005-09-15 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-07 | 2005-09-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2003-06-02 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2003-06-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-02 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-06-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2003-06-02 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2003-06-02 |