Johnny Yat Hong Wong
黃日康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Yat Hong Wong (黃日康), a licensed former licensee with CE reference ABV900. This person has 11.6 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2012-10-25 | 2015-07-01 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2012-10-25 | 2015-07-01 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2012-02-28 | 2012-09-03 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2012-02-28 | 2012-09-03 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2012-02-28 | 2012-09-03 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-09-28 | 2011-09-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-09-26 | 2011-09-26 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-07 | 2005-09-15 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-07 | 2005-09-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-02 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-02 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-02 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnny Yat Hong Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.