Cleo Sheung Ngar Yan
甄尚雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cleo Sheung Ngar Yan (甄尚雅), a licensed Representative with CE reference AKW688. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 17.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-18 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-09 | 2014-07-17 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-09 | 2014-07-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-07-28 | 2009-08-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-07-28 | 2009-08-21 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-08-19 | 2006-04-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-08-19 | 2006-04-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2004-08-19 | 2006-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cleo Sheung Ngar Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.