Cleo Sheung Ngar Yan
甄尚雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cleo Sheung Ngar Yan (甄尚雅), a licensed Representative with CE reference AKW688. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-18 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-09 | 2014-07-17 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-09 | 2014-07-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-07-28 | 2009-08-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-07-28 | 2009-08-21 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-08-19 | 2006-04-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-08-19 | 2006-04-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2004-08-19 | 2006-04-21 |