David Hermann Kohler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Hermann Kohler ( ), a licensed former licensee with CE reference AMC977. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-06-21 | 2009-07-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-06-21 | 2009-07-01 |