James Shu Kin Hong
洪樹堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Shu Kin Hong (洪樹堅), a licensed former licensee with CE reference AAK376. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2009-10-31 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2009-10-31 |