Tsz Wai Wong
黃子威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wai Wong (黃子威), a licensed Responsible Officer with CE reference AJM339. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-11 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-20 | 2025-04-11 |
| Mirabaud (Asia) Limited |
Rep | Type 1 - Dealing in securities | 2008-12-08 | 2012-07-21 |
| Mirabaud (Asia) Limited |
Rep | Type 4 - Advising on securities | 2008-11-24 | 2012-07-21 |
| Giga (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-01-10 | 2008-10-31 |
| Giga (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-01-02 | 2008-10-31 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-02-08 | 2007-10-12 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-16 | 2007-10-31 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-16 | 2007-10-31 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-11 | 2007-11-23 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-09 | 2007-11-23 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-11 | 2005-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Wai Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.