Xuan Zhang
張璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Zhang (張璇), a licensed Responsible Officer with CE reference AIQ967. Currently licensed at 1 firm(s): TCW Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 19.9 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 9 - Asset management | 2022-10-06 | present |
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-14 | present |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-11 | 2020-04-14 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-20 | 2019-11-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 - Advising on securities | 2015-04-20 | 2019-11-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 - Asset management | 2015-04-20 | 2019-11-22 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-03 | 2015-04-20 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-03 | 2015-04-20 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2014-12-03 | 2015-04-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-16 | 2014-11-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-07-16 | 2014-11-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 9 - Asset management | 2014-07-16 | 2014-11-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-04-25 | 2014-07-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-02 | 2014-07-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-02 | 2014-07-16 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-08-31 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuan Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.