Ka Man Kwan

關嘉敏
CE No. AFO512 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man Kwan (關嘉敏), a licensed former licensee with CE reference AFO512. This person has 7.2 years of SFC licence history. Total licence records on file: 15.

Information

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Licence history

FirmRoleRegulated activityFromTo
FT Securities Limited
富通證券有限公司
Rep Type 2 - Dealing in futures contracts 2005-09-30 2010-06-01
FT Securities Limited
富通證券有限公司
Rep Type 5 - Advising on futures contracts 2005-09-30 2010-06-01
FT Securities Limited
富通證券有限公司
Rep Type 1 - Dealing in securities 2005-05-31 2010-06-01
Jefferies Bache (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2005-05-31 2005-10-04
Celestial Securities Limited
時富證券有限公司
Rep Type 3 - Leveraged foreign exchange trading 2004-03-24 2005-05-31
Celestial Securities Limited
時富證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-05-31
Celestial Commodities Limited
時富商品有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2005-05-31
Celestial Securities Limited
時富證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-02-19
Celestial Commodities Limited
時富商品有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-03-03
Celestial Securities Limited
時富證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-02-19
Celestial Commodities Limited
時富商品有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-03-02
Celestial Securities Limited
時富證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-02-19
Celestial Finance Limited
時富財務有限公司
Rep Type 8 - Securities margin financing Pre-2003 2004-03-03
Celestial Commodities Limited
時富商品有限公司
Rep Type 9 - Asset management Pre-2003 2004-03-03
Celestial Securities Limited
時富證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-02-19

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Man Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
So Ling Yip FT Securities Limited 2005–2010
Pak Ming Yeung FT Securities Limited 2005–2010
Harvey Pok Man Yeung FT Securities Limited 2005–2010
Salim Jouhar Bilavinakath FT Securities Limited 2005–2009
Benjamin Kam Wing Hui FT Securities Limited 2005–2009
Wan-Jou Liu FT Securities Limited 2006–2010
Hui-Yen Tang FT Securities Limited 2006–2010
Yung-Yin Chang FT Securities Limited 2006–2010
Ya-Ling Lin FT Securities Limited 2006–2010
Ya-Lan Chuang FT Securities Limited 2006–2010
Tai Fun Ko FT Securities Limited 2005–2010
Alen Hong Hui FT Securities Limited 2005–2010
Betty Shuk Yee Lee FT Securities Limited 2005–2010
Karen Pui Fan Tsang FT Securities Limited 2006–2010
Heung To Yim FT Securities Limited 2006–2010
Yui Kwong Kwok FT Securities Limited 2006–2010
Ka Him So FT Securities Limited 2006–2010
Shih-Jen Cheng FT Securities Limited 2005–2010
Raymond Yee Wa Lau FT Securities Limited 2005–2010
David Carven Yung Yee Se FT Securities Limited 2005–2010

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