Harvey Pok Man Yeung
楊博文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harvey Pok Man Yeung (楊博文), a licensed former licensee with CE reference AJE845. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex HK Asia Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2017-11-23 | 2019-10-17 |
| Marex HK Asia Limited |
RO | Type 1 — Dealing in securities | 2014-11-20 | 2017-12-15 |
| Marex HK Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2013-08-23 | 2022-10-27 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-11-17 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-01 | 2011-11-11 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-11-10 | 2010-10-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-08 | 2010-10-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-08 | 2010-10-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-19 | 2005-11-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-11 | 2005-11-04 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-29 | 2004-05-31 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-10-15 | 2004-04-21 |