Yui Kwong Kwok
郭銳光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Kwong Kwok (郭銳光), a licensed former licensee with CE reference AFR205. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-19 | 2010-02-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-06-19 | 2010-02-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-22 | 2010-02-04 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-27 | 2006-06-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-25 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-11-25 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-18 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-11-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-18 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-18 |