Wing Shuen Ke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shuen Ke (柯泳璇), a licensed Representative with CE reference AFD507. Currently licensed at 2 firm(s): Principal Asset Management Company (Asia) Limited, Principal Investment & Retirement Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 22.2 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-31 | present |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-01 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-16 | present |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-06 | 2022-12-31 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-22 | 2018-04-30 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-08 | 2018-04-30 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-08 | 2017-05-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2015-06-08 | 2017-05-01 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-16 | 2015-01-30 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-16 | 2015-01-30 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-01-16 | 2015-01-30 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-27 | 2013-12-18 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-27 | 2013-12-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-08-05 | 2008-09-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-08-05 | 2008-09-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-08-05 | 2008-09-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-08-05 | 2008-09-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-08-05 | 2008-09-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-08-05 | 2008-09-25 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-07-04 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-07-04 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2008-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Shuen Ke during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.