Ho Young Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Young Kim, a licensed Responsible Officer with CE reference ACS329. Currently licensed at 1 firm(s): Neo Risk Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.9 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neo Risk Investment Advisors Limited | RO | Type 4 - Advising on securities | 2015-02-05 | present |
| Neo Risk Investment Advisors Limited | RO | Type 9 - Asset management | 2015-02-05 | present |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
RO | Type 4 - Advising on securities | 2013-08-22 | 2014-12-31 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
RO | Type 9 - Asset management | 2013-08-22 | 2014-12-31 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-30 | 2013-08-22 |
| Synergy Fund Management Group Limited 盛諾金基金管理有限公司 |
Rep | Type 9 - Asset management | 2013-07-30 | 2013-08-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2008-12-22 | 2013-02-28 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 2 - Dealing in futures contracts | 2008-12-22 | 2013-02-28 |
| Citigroup First Investment Management Limited | RO | Type 4 - Advising on securities | 2007-02-16 | 2013-02-28 |
| Citigroup First Investment Management Limited | RO | Type 9 - Asset management | 2007-02-16 | 2013-02-28 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2003-10-16 | 2008-12-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-12-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-10-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-13 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Young Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.