Richard David Winter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard David Winter, a licensed Representative with CE reference AAN685. Currently licensed at 1 firm(s): Quam Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 23.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-10-23 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2017-10-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard David Winter during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.