Thomas Chung Ming Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Chung Ming Kwok (郭宗洺), a licensed Representative with CE reference BIM262. Currently licensed at 1 firm(s): Quam Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 3.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-04 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-05-04 | present |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-11 | 2020-03-01 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-09-11 | 2020-03-01 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-29 | 2019-07-01 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-02-07 | 2019-07-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-04 | 2016-12-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-11-04 | 2016-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Chung Ming Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Henry Clement Hok Wai Yau | Quam Capital Limited | 2017–present |
| Stacey Martin Wong | Quam Capital Limited | 2018–present |
| Chun Yee Hung | Quam Capital Limited | 2017–present |
| Richard David Winter | Quam Capital Limited | 2017–present |
| Benny Koon Chung Chung | Quam Capital Limited | 2017–2023 |
| Tung Yuen Chan | Quam Capital Limited | 2020–present |
| Seng Shen Too | Quam Capital Limited | 2020–2026 |
| Yang Jiang | Quam Capital Limited | 2020–2026 |
| Ken Noma | Quam Capital Limited | 2017–2022 |
| Rong Liang | Quam Capital Limited | 2021–present |
| Yan Wo Chung | Quam Capital Limited | 2021–present |
| Geoffrey Chak Fai Lee | Quam Capital Limited | 2021–present |
| Yajing Yan | Quam Capital Limited | 2018–2022 |
| Ka Kit Kwok | Quam Capital Limited | 2022–present |
| Chun Tung Au | Quam Capital Limited | 2022–present |
| Wai Hon Lam | Quam Capital Limited | 2023–present |
| Tan Yee Choi | Quam Capital Limited | 2017–2019 |
| Pui Yee See-To | Quam Capital Limited | 2019–2022 |
| Yuk Fung Lo | Quam Capital Limited | 2019–2021 |
| Kar Kei Calvin Chan | Quam Capital Limited | 2020–2022 |