Ken Noma
野間健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Noma (野間健), a licensed Representative with CE reference BGG973. Currently licensed at 1 firm(s): KPMG Corporate Finance Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 10.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-12-12 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-09 | 2022-11-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-18 | 2022-11-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-07-18 | 2022-11-29 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-30 | 2022-07-04 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-29 | 2022-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ken Noma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.