Kwok Ting Lau
劉國定
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ting Lau (劉國定), a licensed former licensee with CE reference AOJ258. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-12-01 | 2017-02-10 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-24 | 2014-12-01 |
| Ivory Capital Private Limited |
Rep | Type 1 — Dealing in securities | 2007-10-17 | 2009-06-01 |
| Ivory Capital Private Limited |
Rep | Type 4 — Advising on securities | 2007-03-21 | 2012-08-31 |
| Ivory Capital Private Limited |
Rep | Type 6 — Advising on corporate finance | 2007-03-21 | 2012-08-31 |