Sammy Chung Hing Lau
劉頌興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Chung Hing Lau (劉頌興), a licensed Responsible Officer with CE reference AAE939. Currently licensed at 1 firm(s): Basis Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.1 years of SFC licence history. Total licence records on file: 31.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-01-29 | present |
| Basis Asset Management Limited 格致資產管理有限公司 |
RO | Type 9 - Asset management | 2021-01-29 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-28 | 2020-01-24 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-08-30 | 2020-01-24 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2012-08-30 | 2020-01-24 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-07-03 | 2012-08-30 |
| Seekers Advisors H.K. Limited | RO | Type 9 - Asset management | 2012-03-23 | 2012-06-18 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2008-10-22 | 2011-08-27 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 - Asset management | 2008-10-09 | 2011-08-27 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-09-12 | 2008-10-09 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-05-29 | 2008-08-30 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-05-29 | 2008-08-30 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2007-06-04 | 2008-08-30 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-04-11 | 2007-06-04 |
| Nexus Investment Management Limited | Rep | Type 4 - Advising on securities | 2006-10-13 | 2006-11-20 |
| Nexus Investment Management Limited | Rep | Type 9 - Asset management | 2006-10-13 | 2006-11-20 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2006-02-27 | 2006-08-01 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2006-02-27 | 2006-08-01 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-02-27 | 2006-08-01 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2006-02-27 | 2006-08-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2006-01-18 | 2006-08-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 4 - Advising on securities | 2006-01-18 | 2006-08-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-01-18 | 2006-08-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 9 - Asset management | 2006-01-18 | 2006-08-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-12-20 | 2006-01-18 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2005-12-20 | 2006-01-18 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-07-15 | 2005-10-24 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-07-15 | 2005-10-24 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sammy Chung Hing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.