Chi Fung Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Fung Lee (李志鋒), a licensed Responsible Officer with CE reference ALH771. Currently licensed at 1 firm(s): EM Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.2 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-17 | present |
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 4 - Advising on securities | 2022-11-17 | present |
| EM Investment Management Limited 億米投資管理有限公司 |
RO | Type 9 - Asset management | 2022-11-17 | present |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-07-07 | 2022-11-04 |
| Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 |
RO | Type 9 - Asset management | 2022-07-07 | 2022-11-04 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-06-07 | 2021-06-30 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
RO | Type 9 - Asset management | 2018-06-07 | 2021-06-30 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 4 - Advising on securities | 2016-08-30 | 2017-08-16 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 9 - Asset management | 2016-08-30 | 2017-08-16 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-03 | 2016-08-19 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-03-03 | 2016-08-19 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-30 | 2015-09-04 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-01-30 | 2015-09-04 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-01 | 2012-01-18 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-07 | 2012-01-18 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-29 | 2011-01-03 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-25 | 2008-08-25 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-01 | 2008-05-14 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-04 | 2007-05-17 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-04 | 2007-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Fung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.