Legend Arb Advisors Limited

利臻投資顧問有限公司

CE No. BJN942 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Legend Arb Advisors Limited (利臻投資顧問有限公司), a Hong Kong-based licensed corporation with CE reference BJN942. Currently licensed for regulated activity type(s) 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 1 (total recorded over time: 18). Earliest licence on file: 2017-08-29.
Category:: Buyside · Asset management ?
Registered address:: Suite 1202, 12/F, Five Pacific Place, 28 Hennessy Road, Wan Chai
Website:
LinkedIn:

Activity	From	To
Type 4 - Advising on securities	2019-07-19	present
Type 5 - Advising on futures contracts	2019-07-19	present
Type 9 - Asset management	2017-08-29	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Norman Tsun Man Chan 陳俊文	RO 4, 5, 9	2025-11	Present
Pedro Filipe Meira de Morais	RO 4, 5, 9 Rep 4, 5, 9	2018-04	2026-07
Yuanyuan Xie 謝园园	Rep 4, 5, 9	2022-09	2026-07
Kai Fung Ngai 魏介鋒	Rep 4, 5, 9	2025-05	2026-01
Ruichao Shi 施瑞超	RO 4, 5, 9 Rep 4, 5, 9	2018-09	2026-01
Tjoeti Foet Sen Chan 陳慧斯	RO 4, 5, 9	2017-08	2025-06
Jiaxin Liu 劉鎵欣	Rep 4, 5, 9	2022-04	2025-06
Ching Tung Wong 黃靖彤	Rep 4, 5, 9	2024-05	2025-01
Zhouting Su 蘇洲亭	Rep 4, 5, 9	2024-02	2024-11
Shubhojoy Sinha	Rep 4, 5, 9	2024-01	2024-10
Huiquan Wang 王薈全	Rep 4, 5, 9	2024-05	2024-08
Yuna Li 李宇娜	RO 4, 5, 9 Rep 4, 5, 9	2017-08	2024-06
Chun Yeung Wong 王俊揚	Rep 4, 5, 9	2024-01	2024-06
Chih Hsiung Vincent Cheng 鄭智雄	Rep 9	2022-02	2022-10
Cheuk San Wong 黃焯燊	Rep 9	2018-10	2022-03
Ka Hung Chan 陳家鴻	Rep 4, 5, 9	2020-06	2021-12
Ying Chen 陳瑛	Rep 4, 5, 9	2021-04	2021-10
Ka Yue Kenneth Chau 周家裕	Rep 9	2019-10	2020-07