Pedro Filipe Meira de Morais

CE No. BKN447 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pedro Filipe Meira de Morais, a licensed former licensee with CE reference BKN447. This person has 8.3 years of SFC licence history. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 4 - Advising on securities 2025-06-20 2026-07-31
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 5 - Advising on futures contracts 2025-06-20 2026-07-31
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 9 - Asset management 2025-06-20 2026-07-31
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 4 - Advising on securities 2025-01-28 2025-06-20
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 5 - Advising on futures contracts 2025-01-28 2025-06-20
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 9 - Asset management 2025-01-28 2025-06-20
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 4 - Advising on securities 2020-09-09 2025-01-28
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 5 - Advising on futures contracts 2020-09-09 2025-01-28
Legend Arb Advisors Limited
利臻投資顧問有限公司
RO Type 9 - Asset management 2020-09-09 2025-01-28
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 4 - Advising on securities 2019-10-03 2020-09-09
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 5 - Advising on futures contracts 2019-10-03 2020-09-09
Legend Arb Advisors Limited
利臻投資顧問有限公司
Rep Type 9 - Asset management 2018-04-24 2020-09-09

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