Mai San Young
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mai San Young ( ), CE reference AFC441. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canterbury Capital Limited |
RO | Type 4 — Advising on securities | 2005-03-30 | 2023-07-15 |
| Canterbury Capital Limited |
RO | Type 9 — Asset management | 2005-03-30 | 2023-07-15 |
| Canterbury Capital Limited |
Rep | Type 4 — Advising on securities | 2004-08-17 | 2005-03-30 |
| Canterbury Capital Limited |
Rep | Type 9 — Asset management | 2004-08-17 | 2005-03-30 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-21 | 2004-06-04 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-21 | 2004-06-04 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-07-21 | 2003-10-29 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-21 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-21 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-21 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-21 |