Wah Kwok
郭華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Kwok (郭華), a licensed Representative with CE reference AEX602. Currently licensed at 1 firm(s): Legend Arb Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 12.9 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2026-10-06 | present |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 5 - Advising on futures contracts | 2026-10-06 | present |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 9 - Asset management | 2026-10-06 | present |
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-01 | 2023-09-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-08 | 2015-04-11 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-08 | 2015-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.