Wah Kwok
郭華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Kwok (郭華), a licensed former licensee with CE reference AEX602. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-01 | 2023-09-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-08 | 2015-04-11 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-08 | 2015-04-11 |