Keptain Securities and Asset Management Limited
嘉騰證券及資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keptain Securities and Asset Management Limited (嘉騰證券及資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AZK479. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 19). Earliest licence on file: 2013-01-24.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- Suite 1204-1206, 12th Floor, Three Exchange Square, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2020-08-03 | present |
| Type 9 - Asset management | 2013-01-24 | present |
| Type 1 - Dealing in securities | 2013-01-24 | 2022-08-31 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (19)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tai Yan Lai 黎大恩 | RO 4, 9 | 2024-02 | 2025-06 |
| Chung Wai Yam 任仲為 | RO 4, 9 | 2024-02 | 2025-06 |
| Mike Chun Lun Wong 王珍倫 | Rep 9 | 2024-05 | 2025-02 |
| Yuen Shan Liu 廖婉珊 | RO 1, 4, 9 | 2019-08 | 2024-04 |
| Alvin Ping Cheung Chan 陳秉章 | RO 1, 4, 9 | 2019-07 | 2023-11 |
| Po Wong 黃宝 | Rep 1, 9 | 2019-11 | 2020-04 |
| Ernest Tsz Kin Chan 陳子建 | RO 1, 9 | 2013-01 | 2019-05 |
| Chi Kwong Tang 鄧志光 | Rep 1, 9 | 2015-12 | 2019-01 |
| Chui Shan Lee 李翠珊 | Rep 1, 9 | 2013-09 | 2019-01 |
| Catherine Kit Ching Kum 甘潔貞 | Rep 1, 9 | 2013-08 | 2018-10 |
| Kwok Keung Marco Ng 吳國強 | Rep 1 | 2015-06 | 2018-08 |
| Frederick Kan Tat Wong 黃勤達 | RO 1, 9 Rep 1, 9 | 2015-03 | 2017-11 |
| Hon Ping Chan 陳漢平 | Rep 1, 9 | 2016-03 | 2017-07 |
| Jason Chin Kong Fong 方展光 | Rep 1, 9 | 2015-10 | 2017-06 |
| Eddy Wai Kit Yeung 楊偉傑 | RO 1, 9 Rep 1, 9 | 2013-08 | 2017-05 |
| Carolina Kwun On Lam 林筠晏 | Rep 1 | 2016-12 | 2017-02 |
| Ngok Chan 陳鄂 | Rep 1, 9 | 2014-05 | 2016-11 |
| Shing Chung Chan 陳承冲 | Rep 1, 9 | 2014-06 | 2016-11 |
| Chan Wing Wong 王燦榮 | RO 1, 9 | 2013-01 | 2014-11 |
Showing 1–19 of 19
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