Catherine Kit Ching Kum
甘潔貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Kit Ching Kum (甘潔貞), a licensed former licensee with CE reference AMN663. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-28 | 2022-04-01 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-28 | 2022-04-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 — Advising on securities | 2021-10-28 | 2022-04-01 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-10-28 | 2022-04-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 — Asset management | 2021-10-28 | 2022-04-01 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-28 | 2022-04-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-05 | 2021-10-28 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-05 | 2021-10-28 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-05 | 2021-10-28 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-05 | 2021-10-28 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 — Asset management | 2021-10-05 | 2021-10-28 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-05 | 2021-10-28 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-18 | 2020-08-15 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-11 | 2020-08-15 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-11 | 2020-08-15 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-26 | 2018-10-01 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-08-26 | 2018-10-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 — Advising on securities | 2012-01-06 | 2013-07-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-06 | 2013-07-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-06 | 2012-01-06 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 — Asset management | 2011-12-06 | 2013-07-01 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 — Asset management | 2010-10-29 | 2011-11-21 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
RO | Type 4 — Advising on securities | 2010-10-29 | 2011-11-21 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-30 | 2010-10-29 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-25 | 2010-07-25 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-03 | 2006-12-18 |