Ngok Chan
陳鄂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngok Chan (陳鄂), a licensed former licensee with CE reference AEM878. This person has 13.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-02 | 2016-08-30 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-05-02 | 2016-11-21 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-17 | 2014-01-13 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 - Asset management | 2009-04-17 | 2014-01-13 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-20 | 2011-12-31 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-07-07 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-08-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ngok Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.