Carolina Kwun On Lam
林筠晏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolina Kwun On Lam (林筠晏), a licensed former licensee with CE reference AYM431. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-02 | 2025-10-02 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-23 | 2017-02-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2011-12-21 | 2012-09-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-11-21 | 2012-09-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-21 | 2012-09-26 |