Soochow Securities International Asset Management Limited

東吳證券國際資產管理有限公司

CE No. AYA628 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soochow Securities International Asset Management Limited (東吳證券國際資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AYA628. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 11 (total recorded over time: 38). Earliest licence on file: 2012-01-12.
Category:: Buyside · Asset management
Registered address:: Level 17, Three Pacific Place, 1 Queen's Road East
Website:
LinkedIn:

Licence history

Activity	From	To
Type 4 - Advising on securities	2012-01-12	present
Type 9 - Asset management	2012-01-12	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (38)

Active on date RO only

Name	Activities	First licensed	To
Chengxi Cai 蔡琤西	RO 4, 9	2018-04	Present
Kenny Chung Kiu Choi 蔡仲橋	RO 4, 9 Rep 4, 9	2026-05	Present
Yihe Liu 劉一賀	RO 4, 9 Rep 4, 9	2021-11	Present
Dong Wang 王棟	RO 4, 9	2023-09	Present
Shali Wang 汪沙莉	RO 4, 9 Rep 4, 9	2019-09	Present
Ye Zhang 張曄	RO 9 Rep 9	2026-03	Present
Ho Wai Howie Lam 林浩煒	Rep 4, 9	2026-01	Present
Sufeng Liu 劉蘇鋒	Rep 4, 9	2021-01	Present
Kaifan Wang 王愷凡	Rep 4, 9	2025-11	Present
Bowen Xia 夏博文	Rep 4, 9	2024-08	Present
Chunsheng Yan 顏春盛	Rep 4, 9	2025-02	Present
Xiaojun Liang 梁晓鈞	Rep 4, 9	2021-09	2023-07
Chong Wei 韋翀	Rep 4, 9	2021-12	2023-06
Hui Liu 劉輝	RO 4, 9	2022-10	2023-04
Hanzhi Wang 王含之	Rep 4, 9	2021-09	2022-10
Zelong So 蘇澤龍	Rep 4, 9	2020-08	2021-04
Min Zhu 朱敏	Rep 4, 9	2020-07	2020-11
Jinting Shen 沈錦婷	Rep 4, 9	2018-09	2020-09
Enqi Kuang 匡恩琪	Rep 4, 9	2019-12	2020-08
Yunyi Deng 鄧云逸	RO 4, 9 Rep 4, 9	2019-05	2020-06
Chi Hung Chen 陳志雄	Rep 4, 9	2016-12	2020-03
Yi Luo 羅毅	RO 4, 9	2019-07	2020-01
Kong Wai Cheng 鄭江偉	Rep 9	2019-01	2019-08
Qingbo Wu 鄔清波	RO 4, 9	2018-06	2019-06
Peijie Chen 陳佩婕	Rep 4, 9	2019-03	2019-04
Dan Du 杜丹	RO 4, 9	2012-12	2018-03
Mang Nam Wong 王萌南	RO 4, 9	2015-03	2017-08
Hongping Huang 黃洪萍	Rep 4, 9	2014-06	2016-07
Lei Xing 邢蕾	Rep 4, 9	2015-03	2016-06
Siu Hi Lam 林少喜	Rep 9	2015-05	2016-01
Ming Chung Lau 劉銘聰	Rep 4, 9	2014-09	2015-08
Jue Qi 齊覺	RO 4, 9	2013-01	2015-05
Xinlan Zhan 詹心蘭	Rep 4, 9	2014-02	2015-04
Xiaowen Li 李曉文	Rep 4, 9	2013-03	2014-07
Bing Wah Kwok 郭冰樺	Rep 4	2012-11	2013-01
Stephen Ka Fai Chan 陳家輝	RO 4, 9	2012-01	2013-01
Hoi Yee Chan 陳凱怡	Rep 4, 9	2012-09	2012-12
Kwok Keung Tsoi 蔡國強	RO 4, 9	2012-01	2012-11