Kong Wai Cheng

鄭江偉
CE No. ANM032 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Wai Cheng (鄭江偉), CE reference ANM032. Currently licensed at 1 firm(s): JQ Investments (HK) Limited. Total licence records on file: 60.

Licence history

FirmRoleRegulated activityFromTo
JQ Investments (HK) Limited
RO Type 1 — Dealing in securities 2024-08-27 present
JQ Investments (HK) Limited
RO Type 4 — Advising on securities 2024-02-05 present
JQ Investments (HK) Limited
RO Type 9 — Asset management 2024-02-05 present
Akuna Hong Kong Limited
RO Type 1 — Dealing in securities 2023-02-24 2023-10-27
Akuna Hong Kong Limited
RO Type 2 — Dealing in futures contracts 2023-02-24 2023-10-27
Akuna Hong Kong Limited
Rep Type 1 — Dealing in securities 2023-01-30 2023-02-24
Akuna Hong Kong Limited
Rep Type 2 — Dealing in futures contracts 2023-01-30 2023-02-24
Beevest Securities Limited
蜂投證券有限公司
RO Type 1 — Dealing in securities 2021-12-23 2022-08-10
Beevest Securities Limited
蜂投證券有限公司
RO Type 2 — Dealing in futures contracts 2021-12-23 2022-08-10
Beevest Securities Limited
蜂投證券有限公司
RO Type 4 — Advising on securities 2021-12-23 2022-08-10
Frontier Capital Management Limited
方達資本管理有限公司
Rep Type 1 — Dealing in securities 2021-10-07 2021-10-18
Frontier Capital Management Limited
方達資本管理有限公司
Rep Type 4 — Advising on securities 2021-10-07 2021-10-18
CMBC Securities Company Limited
民銀證券有限公司
RO Type 1 — Dealing in securities 2021-04-20 2021-09-20
CMBC International Futures Company Limited
民銀國際期貨有限公司
RO Type 2 — Dealing in futures contracts 2021-04-20 2021-09-20
CMBC Securities Company Limited
民銀證券有限公司
RO Type 4 — Advising on securities 2021-04-20 2021-09-20
CMBC Securities Company Limited
民銀證券有限公司
Rep Type 1 — Dealing in securities 2021-02-26 2021-04-20
CMBC International Futures Company Limited
民銀國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2021-02-26 2021-04-20
CMBC Securities Company Limited
民銀證券有限公司
Rep Type 4 — Advising on securities 2021-02-26 2021-04-20
Ping An Securities (Hong Kong) Company Limited
平安證券(香港)有限公司
RO Type 1 — Dealing in securities 2020-04-02 2021-01-28
Ping An Securities (Hong Kong) Futures Company Limited
平安證券(香港)期貨有限公司
RO Type 2 — Dealing in futures contracts 2020-04-02 2021-01-28
Ping An Securities (Hong Kong) Company Limited
平安證券(香港)有限公司
Rep Type 1 — Dealing in securities 2019-12-11 2020-04-02
Ping An Securities (Hong Kong) Company Limited
平安證券(香港)有限公司
Rep Type 4 — Advising on securities 2019-12-11 2021-01-28
Ping An Securities (Hong Kong) Holdings Company Limited
平安證券(香港)控股有限公司
Rep Type 1 — Dealing in securities 2019-09-17 2020-03-27
Ping An Securities (Hong Kong) Futures Company Limited
平安證券(香港)期貨有限公司
Rep Type 2 — Dealing in futures contracts 2019-09-17 2020-04-02
Ping An Securities (Hong Kong) Holdings Company Limited
平安證券(香港)控股有限公司
Rep Type 4 — Advising on securities 2019-09-17 2020-03-27
Ping An Securities (Hong Kong) Futures Company Limited
平安證券(香港)期貨有限公司
Rep Type 5 — Advising on futures contracts 2019-09-17 2021-01-28
Soochow Securities International Asset Management Limited
東吳證券國際資產管理有限公司
Rep Type 9 — Asset management 2019-01-22 2019-08-28
Soochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
RO Type 1 — Dealing in securities 2018-11-19 2019-08-28
Soochow Securities International Futures Limited
東吳證券國際期貨有限公司
RO Type 2 — Dealing in futures contracts 2018-11-19 2019-08-28
Soochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
RO Type 4 — Advising on securities 2018-11-19 2019-08-28
Soochow Securities International Futures Limited
東吳證券國際期貨有限公司
RO Type 5 — Advising on futures contracts 2018-11-19 2019-08-28
Soochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
Rep Type 1 — Dealing in securities 2018-09-24 2018-11-19
Soochow Securities International Futures Limited
東吳證券國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2018-09-24 2018-11-19
Soochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
Rep Type 4 — Advising on securities 2018-09-24 2018-11-19
Soochow Securities International Futures Limited
東吳證券國際期貨有限公司
Rep Type 5 — Advising on futures contracts 2018-09-24 2018-11-19
AP Capital Management (Hong Kong) Limited
雅柏資本管理(香港)有限公司
Rep Type 9 — Asset management 2018-01-12 2018-09-12
AP Capital Management (Hong Kong) Limited
雅柏資本管理(香港)有限公司
RO Type 4 — Advising on securities 2017-08-10 2018-09-12
AP Capital Management (Hong Kong) Limited
雅柏資本管理(香港)有限公司
RO Type 5 — Advising on futures contracts 2017-08-10 2018-09-12
AP Capital Management (Hong Kong) Limited
雅柏資本管理(香港)有限公司
RO Type 1 — Dealing in securities 2017-08-08 2018-09-12
AP Capital Management (Hong Kong) Limited
雅柏資本管理(香港)有限公司
RO Type 2 — Dealing in futures contracts 2017-08-08 2018-09-12
Zhongtai International Securities Limited
中泰國際證券有限公司
RO Type 1 — Dealing in securities 2016-05-16 2017-06-30
Zhongtai International Futures Limited
中泰國際期貨有限公司
RO Type 2 — Dealing in futures contracts 2016-05-16 2017-06-30
Zhongtai International Securities Limited
中泰國際證券有限公司
RO Type 4 — Advising on securities 2016-05-16 2017-06-30
Zhongtai International Securities Limited
中泰國際證券有限公司
Rep Type 1 — Dealing in securities 2016-03-16 2016-05-16
Zhongtai International Futures Limited
中泰國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2016-03-16 2016-05-16
Zhongtai International Securities Limited
中泰國際證券有限公司
Rep Type 4 — Advising on securities 2016-03-16 2016-05-16
China Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2014-04-08 2015-12-09
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
RO Type 2 — Dealing in futures contracts 2014-04-08 2015-12-09
China Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
RO Type 5 — Advising on futures contracts 2014-04-08 2015-12-09
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
Rep Type 4 — Advising on securities 2013-09-11 2015-12-09
China Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
Rep Type 5 — Advising on futures contracts 2013-09-11 2014-04-08
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
Rep Type 1 — Dealing in securities 2011-06-20 2015-12-09
China Merchants Futures (HK) Co., Limited
招商期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2011-06-20 2014-04-08
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 1 — Dealing in securities 2010-06-29 2011-05-29
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2010-06-29 2011-05-29
Phillip Capital Management (HK) Limited
輝立資本管理(香港)有限公司
Rep Type 4 — Advising on securities 2008-07-31 2010-05-29
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 5 — Advising on futures contracts 2008-07-31 2010-05-29
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 3 — Leveraged foreign exchange trading 2006-10-05 2010-05-29
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 — Dealing in securities 2006-06-02 2010-05-29
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2006-06-02 2010-05-29

Related