Qingbo Wu
鄔清波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qingbo Wu (鄔清波), a licensed former licensee with CE reference BHK053. This person has 1.0 year of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-27 | 2019-06-25 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-06-27 | 2019-02-18 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-06-27 | 2019-06-25 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 - Advising on securities | 2018-06-27 | 2019-06-25 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-06-27 | 2019-02-18 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-06-27 | 2019-06-25 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 9 - Asset management | 2018-06-27 | 2019-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qingbo Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.