Wave Riders Investment Management Limited
獲富投資管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wave Riders Investment Management Limited (獲富投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AGP571. Currently licensed for regulated activity type(s) 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 4).
- Category:
- Registered address:
- 1602 Easey Commercial Building, 253-261 Hennessy Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Tat Kong 江偉達 | RO 4, 5, 9 Rep 4, 5, 9 | 2006-12 | Present |
| Chi Ming Mok 莫志明 | RO 4, 5, 9 | Pre-2003 | Present |
| Kevin Kwok Keung Chan 陳國強 | RO 4, 5, 9 | 2005-02 | 2009-06 |
| Wing Chu Lo 盧泳珠 | RO 4, 5, 9 | 2006-05 | 2007-09 |
Showing 1–4 of 4
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