Kevin Kwok Keung Chan

陳國強
CE No. AAC262 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Kwok Keung Chan (陳國強), a licensed former licensee with CE reference AAC262. This person has 11.2 years of SFC licence history. Total licence records on file: 21.

Information

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Licence history

FirmRoleRegulated activityFromTo
YWL Asset Management Limited
裕威龍資產管理有限公司
RO Type 9 - Asset management 2019-09-11 2021-04-07
Pico Zeman Securities (HK) Limited
比富達證券(香港)有限公司
RO Type 4 - Advising on securities 2016-07-25 2018-08-03
Pico Zeman Securities (HK) Limited
比富達證券(香港)有限公司
RO Type 9 - Asset management 2016-07-25 2018-08-03
Topaz Capital Management Limited
瑭明資本管理有限公司
RO Type 9 - Asset management 2014-02-11 2016-05-31
Frontier Capital Management Limited
方達資本管理有限公司
RO Type 1 - Dealing in securities 2011-11-15 2012-02-07
Frontier Capital Management Limited
方達資本管理有限公司
RO Type 4 - Advising on securities 2011-11-15 2012-02-07
Frontier Capital Management Limited
方達資本管理有限公司
RO Type 9 - Asset management 2011-11-15 2012-02-07
SINO-CEEF Capital Management Company Limited
世福資本管理有限公司
Rep Type 9 - Asset management 2011-02-23 2011-06-08
ICBC (Asia) Securities Limited
工銀亞洲証券有限公司
RO Type 1 - Dealing in securities 2011-02-23 2011-06-08
ICBC (Asia) Securities Limited
工銀亞洲証券有限公司
RO Type 4 - Advising on securities 2011-02-23 2011-06-08
Sinolink Securities (Hong Kong) Company Limited
國金證券(香港)有限公司
RO Type 2 - Dealing in futures contracts 2009-12-15 2010-04-22
Wave Riders Investment Management Limited
獲富投資管理有限公司
RO Type 4 - Advising on securities 2007-09-17 2009-06-01
Wave Riders Investment Management Limited
獲富投資管理有限公司
RO Type 5 - Advising on futures contracts 2007-09-17 2009-06-01
Wave Riders Investment Management Limited
獲富投資管理有限公司
RO Type 9 - Asset management 2007-09-17 2009-06-01
Tiger Securities Asset Management Company Limited
泰嘉證券資產管理有限公司
RO Type 4 - Advising on securities 2006-12-29 2007-07-30
Tiger Securities Asset Management Company Limited
泰嘉證券資產管理有限公司
RO Type 9 - Asset management 2006-12-29 2007-07-30
Wave Riders Investment Management Limited
獲富投資管理有限公司
RO Type 4 - Advising on securities 2005-02-02 2006-05-22
Wave Riders Investment Management Limited
獲富投資管理有限公司
RO Type 5 - Advising on futures contracts 2005-02-02 2006-05-22
Wave Riders Investment Management Limited
獲富投資管理有限公司
RO Type 9 - Asset management 2005-02-02 2006-05-22
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 - Dealing in securities 2004-04-06 2005-01-31
BOCI Commodities & Futures Limited
中銀國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2004-04-06 2005-01-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin Kwok Keung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Ming Mok Wave Riders Investment Management Limited 2005–2009
Wai Tat Kong Wave Riders Investment Management Limited 2006–2009
Raymond Chun Wai Choi YWL Asset Management Limited 2019–2021
Juliana Wang Key Lam YWL Asset Management Limited 2019–2021
Wing Chu Lo Wave Riders Investment Management Limited 2006–2007
Ching Tat Oey Topaz Capital Management Limited 2014–2016
Gordon Ka Ho Lau Pico Zeman Securities (HK) Limited 2016–2018
Hung Cheong Wong Pico Zeman Securities (HK) Limited 2016–2018
Peter Sai Tsun Hui Pico Zeman Securities (HK) Limited 2016–2018
Edmund Tak Yiu Ho Topaz Capital Management Limited 2014–2016
Hang Kong Wong Topaz Capital Management Limited 2015–2016
Tianzhong He Pico Zeman Securities (HK) Limited 2016–2017
Hiu Kwong Chan Pico Zeman Securities (HK) Limited 2017–2018
Yuyu Li Pico Zeman Securities (HK) Limited 2017–2018
On Fuk Lee Pico Zeman Securities (HK) Limited 2016–2018
Yim Ming Chan Pico Zeman Securities (HK) Limited 2016–2018
Ka Kei Lam Pico Zeman Securities (HK) Limited 2016–2017
Kui Sing Yim Pico Zeman Securities (HK) Limited 2017–2018
Pei Wei Fang BOCI Commodities & Futures Limited 2004–2005
Eddie Sai Fung Lam BOCI Commodities & Futures Limited 2004–2005

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