Kevin Kwok Keung Chan
陳國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Kwok Keung Chan (陳國強), a licensed former licensee with CE reference AAC262. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YWL Asset Management Limited 裕威龍資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-11 | 2021-04-07 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-07-25 | 2018-08-03 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 9 — Asset management | 2016-07-25 | 2018-08-03 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
RO | Type 9 — Asset management | 2014-02-11 | 2016-05-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-15 | 2012-02-07 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2011-11-15 | 2012-02-07 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2011-11-15 | 2012-02-07 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
Rep | Type 9 — Asset management | 2011-02-23 | 2011-06-08 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-23 | 2011-06-08 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 4 — Advising on securities | 2011-02-23 | 2011-06-08 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-12-15 | 2010-04-22 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 4 — Advising on securities | 2007-09-17 | 2009-06-01 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-09-17 | 2009-06-01 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 9 — Asset management | 2007-09-17 | 2009-06-01 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2006-12-29 | 2007-07-30 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 9 — Asset management | 2006-12-29 | 2007-07-30 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 4 — Advising on securities | 2005-02-02 | 2006-05-22 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-02-02 | 2006-05-22 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 9 — Asset management | 2005-02-02 | 2006-05-22 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-06 | 2005-01-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-06 | 2005-01-31 |