Kevin Kwok Keung Chan
陳國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Kwok Keung Chan (陳國強), a licensed former licensee with CE reference AAC262. This person has 11.2 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YWL Asset Management Limited 裕威龍資產管理有限公司 |
RO | Type 9 - Asset management | 2019-09-11 | 2021-04-07 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-07-25 | 2018-08-03 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 9 - Asset management | 2016-07-25 | 2018-08-03 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
RO | Type 9 - Asset management | 2014-02-11 | 2016-05-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-15 | 2012-02-07 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 - Advising on securities | 2011-11-15 | 2012-02-07 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 - Asset management | 2011-11-15 | 2012-02-07 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
Rep | Type 9 - Asset management | 2011-02-23 | 2011-06-08 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-23 | 2011-06-08 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 4 - Advising on securities | 2011-02-23 | 2011-06-08 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-12-15 | 2010-04-22 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 4 - Advising on securities | 2007-09-17 | 2009-06-01 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-09-17 | 2009-06-01 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 9 - Asset management | 2007-09-17 | 2009-06-01 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2006-12-29 | 2007-07-30 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 9 - Asset management | 2006-12-29 | 2007-07-30 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 4 - Advising on securities | 2005-02-02 | 2006-05-22 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-02-02 | 2006-05-22 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 9 - Asset management | 2005-02-02 | 2006-05-22 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-06 | 2005-01-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-04-06 | 2005-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin Kwok Keung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.