Hong Kong SFC Type 8 (Securities Margin Financing) Licensed Firms

SFO Type 8 - Securities margin financing

Type 8 covers securities margin financing, broadly the provision of financial accommodation to facilitate acquisitions or continued holdings of securities, subject to the statutory definition and exclusions.

Official reference: SFC licensing guidance on regulated activities.

4
Active firms
10
Firms ever licensed
16
Active Responsible Officers
1
Active Representatives

Top firms currently licensed for Securities margin financing (by licensed staff)

Planetree Discount Lending Limited

CE BPJ458 - 6 licensed staff

Karl Thomson Finance Limited

CE AEZ422 - 4 licensed staff - 高信財務有限公司

Win Wind Finance Limited

CE BRR062 - 4 licensed staff

Upbest Investment Company Limited

CE ACR645 - 3 licensed staff - 美建投資有限公司

Browse other regulated activities

Type 1 - Dealing in securities Type 2 - Dealing in futures contracts Type 3 - Leveraged foreign exchange trading Type 4 - Advising on securities Type 5 - Advising on futures contracts Type 6 - Advising on corporate finance Type 7 - Providing automated trading services Type 9 - Asset management Type 10 - Providing credit rating services Type 11 - Dealing in OTC derivative products Type 12 - Providing clearing agency services Type 13 - Providing depositary services for relevant CIS Type 101 - Operating a virtual asset trading platform