Dak Shing Kwong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dak Shing Kwong (鄺德成), a licensed Responsible Officer with CE reference ABY691. Currently licensed at 3 firm(s): Kaiser Capital Management Limited, Kaiser Securities Limited, Kaiser Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 9 - Asset management | 2020-05-12 | present |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-07 | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dak Shing Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.