Sai Lok Edmond Shek
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Lok Edmond Shek (石世諾), a licensed Responsible Officer with CE reference BFR586. Currently licensed at 3 firm(s): Kaiser Securities Limited, Kaiser Capital Management Limited, Kaiser Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-05 | present |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 9 - Asset management | 2022-04-28 | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-09-13 | present |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-03 | 2023-12-05 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-07-03 | 2019-09-13 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-02-09 | 2017-06-19 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-22 | 2017-06-19 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-22 | 2017-06-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Lok Edmond Shek during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.