Hiu Yeung Lo
盧曉暘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Yeung Lo (盧曉暘), a licensed former licensee with CE reference AVD958. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Syfe Hong Kong Limited | RO | Type 1 — Dealing in securities | 2025-04-08 | 2025-09-30 |
| Syfe Hong Kong Limited | RO | Type 4 — Advising on securities | 2025-04-08 | 2025-09-30 |
| Syfe Hong Kong Limited | RO | Type 9 — Asset management | 2025-04-08 | 2025-09-30 |
| Syfe Hong Kong Limited | Rep | Type 4 — Advising on securities | 2023-04-11 | 2025-04-08 |
| Syfe Hong Kong Limited | Rep | Type 9 — Asset management | 2023-04-11 | 2025-04-08 |
| Syfe Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-03-28 | 2025-04-08 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-15 | 2022-10-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-11 | 2022-10-07 |
| One Financial Markets Asia Limited 歐福市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-07-17 | 2018-11-22 |
| Gain Capital - Forex.com Hong Kong Limited 嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務) |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-02-04 | 2017-03-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-07 | 2010-06-16 |