SBI China Capital Hong Kong Securities Limited
軟庫中華香港證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SBI China Capital Hong Kong Securities Limited (軟庫中華香港證券有限公司), a Hong Kong-based licensed corporation with CE reference BOJ011. Currently licensed for regulated activity type(s) 6 - Advising on corporate finance. Current licensed staff on file: 6 (total recorded over time: 22). Earliest licence on file: 2019-09-06.
- Category:
-
Sell side · Investment banking
- Registered address:
- 4/F, Henley Building, No. 5 Queen's Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 6 - Advising on corporate finance | 2019-09-06 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Ching 程俊 | RO 6 Rep 6 | 2022-02 | Present |
| Ringo Cheukkai Kwan 關卓啟 | RO 6 | 2022-06 | Present |
| Teresa Oi Shan Tsang 曾愛珊 | Rep 6 | 2026-06 | Present |
| Kwok On Tse 謝國安 | Rep 6 | 2023-05 | Present |
| Jiahe Wu 武佳禾 | Rep 6 | 2026-04 | Present |
| Chiu Wah Yeu 姚昭華 | Rep 6 | 2026-07 | Present |
| Ching Yee Fan 范靜怡 | RO 6 Rep 6 | 2022-03 | 2026-05 |
| Hon Nam Lee 李翰南 | RO 6 Rep 6 | 2021-08 | 2024-10 |
| Xuemei Gao 高雪梅 | Rep 6 | 2023-08 | 2024-04 |
| Beier Lu 陸貝爾 | Rep 6 | 2023-08 | 2024-02 |
| Angel Kwok Yen Ip 葉國欣 | RO 6 | 2021-07 | 2023-11 |
| Yan Mei Lo 盧昕䉠 | Rep 6 | 2023-01 | 2023-07 |
| Vivian Catherine Wai Ying Fong 方韋盈 | Rep 6 | 2023-02 | 2023-04 |
| Hin Pong Lee 李顯邦 | RO 6 Rep 6 | 2021-06 | 2022-12 |
| Arthur Tsz Yan Kan 簡子欣 | RO 6 | 2021-07 | 2022-02 |
| Siu Fung Leung 梁肇豐 | RO 6 Rep 6 | 2020-12 | 2022-01 |
| Shuqi Li 李舒琪 | Rep 6 | 2019-11 | 2021-10 |
| Ling Su 蘇玲 | RO 6 | 2019-09 | 2021-08 |
| Liyi Zou 鄒立义 | Rep 6 | 2019-11 | 2021-05 |
| Tao Zhao 趙濤 | Rep 6 | 2019-11 | 2021-05 |
| Jun Deng 鄧駿 | RO 6 | 2019-09 | 2021-05 |
| Chen Tung Fung 馮振東 | Rep 6 | 2020-04 | 2021-04 |
Showing 1–22 of 22
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