Peng Yang
楊鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Yang (楊鵬), a licensed former licensee with CE reference AUG860. This person has 13.8 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zero2IPO Securities Limited 清科證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-01 | 2024-05-10 |
| Zero2IPO Capital Limited 清科資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-11-03 | 2024-05-10 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-02-12 | 2021-06-20 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-19 | 2021-06-20 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-12-19 | 2019-02-12 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-03-22 | 2018-11-28 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-05 | 2018-11-28 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-05-04 | 2017-12-05 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-20 | 2016-05-04 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-20 | 2018-03-22 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-15 | 2015-06-13 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-15 | 2015-06-13 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-04 | 2010-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peng Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.