Shengjie Luo
羅聖杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengjie Luo (羅聖杰), a licensed former licensee with CE reference BFU576. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yun Heng Investment Management Limited 允恒投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-05-20 | 2025-02-28 |
| Yun Heng Investment Management Limited 允恒投資管理有限公司 |
RO | Type 9 — Asset management | 2024-05-20 | 2025-02-28 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-23 | 2023-09-14 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2019-05-23 | 2023-09-14 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-15 | 2019-03-23 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-15 | 2019-03-23 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-15 | 2019-03-23 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-20 | 2016-09-07 |