Sha Ye
葉沙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sha Ye (葉沙), a licensed former licensee with CE reference AJM148. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-31 | 2020-11-23 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-31 | 2020-11-23 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-30 | 2018-12-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-25 | 2018-12-31 |