Lun Tun Lam
林龍敦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lun Tun Lam (林龍敦), a licensed former licensee with CE reference ANG763. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-07-26 | 2020-10-16 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-07-26 | 2020-10-16 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-12-29 | 2020-10-16 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-12-29 | 2020-10-16 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-14 | 2020-10-16 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-28 | 2015-12-29 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-09 | 2012-02-04 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-25 | 2012-02-04 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-29 | 2008-10-24 |