Iki Pak Yu Lau
劉柏妤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iki Pak Yu Lau (劉柏妤), a licensed former licensee with CE reference AQY422. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-07 | 2015-09-06 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-28 | 2015-09-06 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-06 | 2015-09-06 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-22 | 2012-02-27 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-22 | 2012-02-27 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-30 | 2009-11-23 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-08 | 2009-11-23 |
| CTW Securities Limited 卓越證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-16 | 2009-09-18 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2009-02-12 | 2009-04-20 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2009-02-12 | 2009-04-20 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-30 | 2008-12-29 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-30 | 2008-12-29 |