Alex Sau Hung Yeung
楊守雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Sau Hung Yeung (楊守雄), a licensed former licensee with CE reference AAD095. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| dLab Asset Management Limited |
RO | Type 4 — Advising on securities | 2019-02-13 | 2022-05-01 |
| dLab Asset Management Limited |
RO | Type 9 — Asset management | 2017-05-02 | 2022-05-01 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2014-02-17 | 2016-05-31 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2009-06-01 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-01-02 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RO | Type 4 — Advising on securities | present | 2009-06-01 |
| DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-02 |