David Brian Million
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Brian Million ( ), a licensed former licensee with CE reference AWQ114. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-01 | 2017-12-04 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-01 | 2017-12-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-01-13 | 2016-04-29 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-13 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2011-01-13 | 2016-04-29 |